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SBL Underwriting: The Math of Risk

The calculations that determine your loan size—and why clean data is the only lever you control.

Definition

SBL Underwriting: The process by which Freddie Mac calculates maximum loan proceeds based on property cash flow (DSCR), value (LTV), and debt capacity (Debt Yield). Your loan is sized to the most restrictive of these three tests.

How Does Freddie Mac Size Your Loan?

You passed eligibility. Now the real math begins.

Freddie Mac SBL underwriting is formulaic—same calculations, applied the same way, every time. The only variable is your data.

What Are the Three Constraints?

Every SBL loan is sized to the most restrictive of three tests. You don't pick which one applies—all three are calculated, and the lowest number wins.

TestWhat It MeasuresTypical Constraint
DSCRCan the property pay its debt from cash flow?1.20x - 1.25x minimum
LTVHow much debt relative to property value?80% maximum
Debt YieldNOI as a percentage of loan amount8% - 10% minimum

The Binding Constraint: In today's rate environment, DSCR is almost always the binding constraint. Higher rates mean higher debt service, which means you need more NOI to hit the same coverage ratio.

How Does DSCR Work?

Debt Service Coverage Ratio measures whether the property generates enough cash to pay its mortgage with room to spare.

DSCR = Net Operating Income ÷ Annual Debt Service

What DSCR Does Freddie Mac Require?

Loan TypeMinimum DSCRNotes
Standard SBL1.20xTop and Standard markets
Small/Very Small Markets1.25xAdditional cushion required
Cash-Out Refinance1.25xRegardless of market
First-Time Borrower1.25xNo Freddie Mac history in 10 years

How Does Freddie Mac Calculate NOI?

Freddie Mac doesn't use your NOI. They calculate their own "Underwritten NOI" by adjusting your T-12.

Line ItemFreddie Mac Treatment
Gross Potential RentLesser of: in-place rents OR market rents (no credit for upside)
VacancyGreater of: actual vacancy OR 5% minimum (economic vacancy floor)
Operating ExpensesGreater of: actual expenses OR comparable market data
Replacement Reserves$250/unit minimum (deducted even if you don't escrow)
Management FeeGreater of: actual OR 5% of EGI (even if self-managed)

The NOI Haircut: Expect Freddie Mac's underwritten NOI to be 5-15% lower than your trailing NOI. They're stress-testing your property against the Chapter 18SBL expense floors—minimum thresholds that apply regardless of your actual numbers.

The Phantom Expense: Self-Management Trap

You manage your own building for free? Cool. Freddie Mac doesn't care. They will insert a 5% Management Fee expense into your NOI calculation—an expense that doesn't exist in your bank account but does exist in your DSCR calculation.

Phantom Expense = EGI × 5% = Lost NOI = Lost Proceeds
Your EGIPhantom Mgmt Fee (5%)Lost Proceeds (at 1.25x DSCR, 6.5%)
$150,000$7,500~$98,000
$200,000$10,000~$130,000
$300,000$15,000~$195,000

The Math: On a $200,000 EGI property, the 5% phantom fee is $10,000. At 1.25x DSCR and 6.5% rates, that's approximately $130,000 less in loan proceeds—for an expense you never actually pay.

The Valuation Hit: That phantom $10,000 expense doesn't just reduce your loan—it reduces your property's value. At a 6.5% cap rate, $10,000 of imputed expense = $153,000 lower appraised value. The lender's appraiser uses Freddie's NOI, not yours.

How Do I Calculate My DSCR-Constrained Loan?

Sample Calculation

  • T-12 NOI: $180,000
  • Freddie Adjustments: -$15,000 (vacancy floor, reserves, management)
  • Underwritten NOI: $165,000
  • Target DSCR: 1.25x
  • Max Annual Debt Service: $165,000 ÷ 1.25 = $132,000
  • At 6.5% rate, 30yr am: Max loan ~$1,725,000

How Does LTV Work?

Loan-to-Value caps how much you can borrow relative to the appraised value. Even if cash flow supports more debt, you can't exceed the LTV ceiling.

LTV = Loan Amount ÷ Appraised Value

What Are Freddie Mac's LTV Limits?

Transaction TypeMax LTVNotes
Purchase (Top/Standard Markets)80%Standard maximum
Rate/Term Refinance80%No cash out
Cash-Out Refinance75%5% haircut for cash extraction
Small Markets75%MSAs 100K-500K population
Very Small Markets70%MSAs under 100K population

Appraisal Risk: The appraisal is ordered by the lender, not the borrower. You don't control the value. If the appraisal comes in low, your loan gets cut—there's no negotiation.

The Cap Rate Trap: Appraisers use market cap rates, not your purchase cap rate. If you bought at a 5% cap but the market is at 6%, the appraised value will be lower than your purchase price.

What Is Debt Yield?

Debt Yield is Freddie Mac's check against overleveraging in low cap rate environments. It measures NOI as a percentage of the loan amount—independent of interest rates.

Debt Yield = Net Operating Income ÷ Loan Amount
ScenarioMinimum Debt Yield
Standard SBL8.0% - 9.0%
Higher Risk Transactions10.0%+

Why 8%? Because if they foreclose, they need to know the property yields at least 8% as a rental asset sitting on their books. Debt Yield is the "worst case return"—what does Freddie Mac earn if they take the keys and operate it themselves?

How Do the Three Constraints Work Together?

Here's how underwriters actually size your loan:

  1. Calculate DSCR-constrained loan — Based on underwritten NOI and required coverage
  2. Calculate LTV-constrained loan — Based on appraised value and LTV limit
  3. Calculate Debt Yield-constrained loan — Based on NOI and minimum yield
  4. Take the minimum — Your loan is sized to the most restrictive constraint

Real-World Example

20-Unit Property in Dallas

  • Underwritten NOI: $165,000
  • Appraised Value: $2,400,000
  • Rate: 6.50%, 30-year amortization
ConstraintCalculationMax Loan
DSCR (1.25x)$165,000 ÷ 1.25 = $132,000 max debt service$1,725,000
LTV (80%)$2,400,000 × 80%$1,920,000
Debt Yield (9%)$165,000 ÷ 9%$1,833,333

Result: DSCR is the binding constraint. Max loan = $1,725,000, even though value would support $1,920,000. That's a $195,000 gap that comes out of your equity.

Where Do Deals Get Cut?

Understanding why loans get sized down helps you prepare better documentation upfront.

IssueImpactPrevention
Rent roll doesn't match T-12Lower of two values usedReconcile before submission
Vacancy dip in trailing 3 monthsHigher vacancy assumptionDelay until stabilized
Below-market expensesExpenses grossed up to marketDocument why expenses are low
One-time income includedExcluded from underwritingBreak out non-recurring items
Self-management claimed5% management fee imputedExpect this adjustment

The Variance Problem: If your T-12 income doesn't reconcile to bank statements within 5%, underwriters use the lower number. A $10,000 unexplained variance can cost you $130,000 in loan proceeds.

How Does Clean Data Increase Proceeds?

Every dollar of NOI you can defend is worth approximately $13-16 in loan proceeds at current rates.

Documentation IssueTypical NOI HaircutLoan Impact (at 1.25x DSCR)
Unexplained T-12 variance$5,000 - $15,000$65,000 - $195,000
Missing lease for one unit$6,000 - $18,000$78,000 - $234,000
Section 8 income unverified$10,000 - $30,000$130,000 - $390,000
Expenses below market (unsubstantiated)$3,000 - $10,000$39,000 - $130,000

The Bhumi Advantage: A clean, reconciled T-12 with documented income and defensible expenses maximizes your underwritten NOI—which directly maximizes your loan proceeds.

What Is the Repurchase Obligation?

Here's what your mortgage broker won't explain: Freddie Mac doesn't hold these loans. They securitize them and sell them to investors. But if something goes wrong, the originating lender has to buy the loan back.

This is Chapter 46SBL—the Repurchase Obligation—and it's why underwriters are so aggressive about your documentation.

What Triggers a Repurchase Demand?

TriggerExampleConsequence
Material MisrepresentationT-12 income was overstated by 15%Mandatory repurchase
Documentation DeficiencyMissing leases, unverified Section 8Repurchase or cure period
Eligibility ViolationProperty didn't meet 90% occupancy at closingMandatory repurchase
Early Payment DefaultBorrower defaults within 12 monthsTriggers documentation review

The Lender's Nightmare: A repurchase on a $2M loan means the lender must buy back the entire loan balance, often at a loss. One bad deal can wipe out the profit from 20 good deals.

How Does This Affect Your Deal?

"Prove It or Lose It"Any income you can't verify with source documents gets excluded
"Worst Case Wins"When two data sources conflict, underwriters use the lower number
"Paper Trail or No Deal"Verbal explanations mean nothing—everything needs documentation

The Insight: Your lender isn't being difficult—they're protecting themselves from a repurchase demand. Clean, verifiable data reduces their risk, which makes them more willing to fight for your loan in Credit Committee.

What Should I Verify Before Submission?

Pre-Underwriting Checklist

  • NOI Reconciliation: Does T-12 NOI reconcile to bank deposits within 5%?
  • Rent Roll Match: Does every lease match the rent roll exactly?
  • Vacancy Buffer: Is trailing 3-month occupancy above 90%?
  • Expense Documentation: Can you explain any expense below market norms?
  • Section 8 Verification: Do HAP contracts and payments trace to specific tenants?
  • Management Expectation: Are you prepared for 5% management fee imputation?

The Bottom Line: Freddie Mac underwriting is math. The inputs are your NOI, your value, and your documentation quality. You control one of these completely—make it count.

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